Mhra Drug Alert Classification Essay

Following on from the previous DMRC overview post, here are some Do’s (What, When & How) for reporting defects to the DMRC, and also some Don'ts to avoid.

What to report:

The legal requirement* is for manufacturers to report any defect that may result in a recall of stock or restrict supply. This includes unlicensed medicines, and stability studies. Examples include

  •  Non-conformance with any of the details of the Marketing Authorisation (packaging artwork, components, method manufacture, raw material suppliers)
  • Failure to meet expected standards – e.g. an error on printed packaging, but the artwork is in compliance with the MA
  • A defect that isn’t a registered detail, but a defect that could cause a hazard to health– such as barcode transposed on two products could cause a robotic dispensing error
  • Risk to Sterility Assurance
    • Media failure– please don’t wait until the end of defined incubation period to report and start taking action to alert recipients of the affected batches! In most cases, there will be early tell-tale signs of turbidity that indicate a probable fail.
    • Environmental monitoring indicating gross contamination, specified pathogens or unusual microorganisms.
  • Risk of product mix-up– any situation where a patient may inadvertently take one product in place of another. This includes mis-labelling and rogues.
  • Cross contamination either by other pharmaceutical materials, or by substances that could be harmful (residual solvents, non-pharmaceutical substances such as pesticides, industrial chemicals).
  • Where the product may cause physical injury, for example presence of broken glass or plastic particles in an eye preparation or an oral liquid.
  • Stability out of specification (OOS), or out of trend with implications for batches in the market (remember other production batches may also be implicated).

What not to report:

  • Non-conformances for batches not yet released (unless the root cause also implicates released stock) – these should be managed through your Pharmaceutical Quality System (PQS). You should assess the risk to quality safety and efficacy, identify the root cause, assess whether other batches/products/processes may be similarly affected, identify what remedial action is required to mitigate the non-conformance, identify actions to prevent recurrence. But remember you do need to report defects for released batches, even if stock hasn’t yet been distributed to market
  • Customer complaints for isolated issues – manage through your PQS. For example, a customer may complain that the batch variable data (batch number, expiry date) on a secondary carton pack is missing or smudged. If it is only one occurrence, it can be managed through your PQS as above. However if it is a widespread or repeated occurrence, then there may be a need to take market action, for example recall of affected stock or issue a Caution in Use. By the way, I’ll be writing a further post to explain how the DMRC decide what action take, and the different options for action to protect public health.

When to report:

Chapter 8.15 of the EU GMP Guide states “Quality defects should be reported in a timely manner.”  What is “timely?” It depends on the severity of the risk.

You will need sufficient information to make an initial risk assessment (what is the hazard, how much stock is affected).

It is recognised that you may not have all the details at this stage – these can be provided as a follow-up. If the defect presents a life threatening or serious risk to health, then you should report within one or two working days. Very serious defects can be reported out of hours (phone 07795 641532) – the call will be taken by the MHRA Duty Officer who will contact the DMRC assessor.

The reporting of less serious defects should not be delayed, for instance by prolonged investigation where the root cause cannot be identified. If a stability test is OOS, don’t wait for the next stability test point in the hope it will go back into specification!

Although identification of the root cause is essential to determine what other products/batches may be implicated, and to identify the actions to prevent recurrence, it may be necessary to take market action immediately to protect public health.

Please don’t forget to provide the final investigation report, and the reconciliation report if there was a recall.

How to report:

What is the most important thing we want to know?

What is the defect?

It sounds obvious, but you would be amazed how many times we take a call on the phone hotline, and struggle to get the reporter to explain what the defect actually is!

Photos or chromatograms can be very helpful – a picture is worth many words (you may notice that we use photos in our drug alerts, to help explain the defect).

We also want to know all the batch details please (product name, PL number, batch number, date of manufacture, date of expiry, size of batch (number of packs) date of first distribution, date of last distribution, quantity on hand).

And you will need to provide your patient risk assessment, assessment of shortages, and your recommended action. As I said earlier, you may not have all this information at the time of initial report.

My tip is to have a template to prompt you to provide all the information required – helpful when you’re in the stressful situation of a potential recall. You could include the template in your recall SOP.

You can send the defect notification in an email to the DMRC mail box.

Alternatively you can use the Yellow Card reporting scheme for defective medicines -  this replaces the old on-line form some of you may remember. The Yellow Card form prompts you to enter data in the required fields. Files such as photos, reports, chromatograms can be attached to the Yellow Card report.

Call us where you need to explain complex issues – but it’s better if we’ve had a chance to first read your report and prepare any queries that we might have.

When you call the phone hotline, we will always ask you to provide a confirmatory email, summarising the defect and giving  all the batch details  (product name, PL number, batch number, date of manufacture, date of expiry, size of batch (number of packs) date of first distribution, date of last distribution, quantity on hand).  We will not take the defect and batch details solely by phone as it is all too easy to make transcription errors. My tip is to have a draft email ready to send, adding any points discussed during the call.

After submitting your notification of a defect by email or Yellow Card, you will get firstly an auto-reply email, followed by an email from DMRC giving the MDR reference number. Please use the reference in all correspondence, as it greatly helps our administration.


  • Jump to a recall before consulting DMRC – this would breach regulations*.
  • Expect an instant DMRC assessment on the phone – we will often consult with Department of Health and MHRA colleagues.
  • Include a lengthy email train in your report, to prove actions and timings. We need a concise and clear summary.
  • Make claims without giving the rationale to support the claim; such as “the defect is isolated”, “no risk to patient safety”. We don’t need to see vast tables of data, just a brief summary of the supporting data, such as “ NN packs were inspected and no other defective packs were found”)
  • Use acronyms specific to your company or speciality – please spell them out in full at first use.
  • Expect us to resolve your problems for you – we may be able to give some advice on market action, and we may request specific points to be investigated, but won’t act as consultants.
  • Plead ignorance or inexperience in your own recall process – remember that it is a requirement of chapter 8 to have a recall process and to test effectiveness.
  • Wait until the batch has expired before reporting a stability OOS, where earlier test points were OOT.
  • Wait until 16:45 on Friday to report a serious defect….

* the legal requirements are described in section 4 of the Guide to Defective Medicines

DMRC contact details:


Yellow Card

DMRC (office hours) 020 3080 6574 (08.45 to 16.45 Monday to Friday)

DMRC (out of office hours) 07795 641532 (urgent calls outside of normal working hours, at weekends or on public holidays)

The next DMRC post will cover risk assessment of the defect and the range of actions to protect public health.

Don’t miss the next post, sign up to be notified by email when a new post is published on the Inspectorate blog.

Access our guidance on good practice for information on the inspection process and staying compliant.

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Falsified and substandard medicines are a significant problem throughout the world.1–4 Most of the evidence for this has been reported from Africa and Asia in low and lower middle income countries.1–3 Little evidence, however, is available for European and Northern American countries, as no individual studies about the problem have been published in high-income countries. According to European commission data, the incidence of this problem in the European supply chain is growing by 10–20% annually.5,6

In the UK, the Medicines and Healthcare products Regulatory Agency (MHRA) has the responsibility of safeguarding the public from the risk of these drugs. The MHRA's Defective Medicines Report Centre (DMRC) is the department responsible for receiving and assessing reports about suspected defective drugs. Drug alerts are issued by the DMRC to the manufacturer, wholesalers and healthcare providers, in cases where a defective medicine is shown to compromise patients’ safety.7

The aims of this study were to describe the number of drug alerts issued by the MHRA and to determine the extent of substandard and falsified medicines in the UK.


The DMRC defines a defective drug as a “drug which proves to be harmful under normal conditions of use, lacking in therapeutic efficacy and/or the qualitative and quantitative composition of a drug is not as declared. A drug can also be defective if the controls on a drug and/or on the ingredients and the controls at an intermediate stage of the manufacturing process have not been carried out or if some other requirement or obligation relating to the grant of the manufacturing authorisation has not been fulfilled.”8

There is currently no agreed international definition of a falsified medical product. The 2011 WHO definition of substandard/spurious/falsely labelled/falsified/counterfeit medical products does not differentiate between different types of compromised medicines that need distinct regulatory actions.9 Attaran et al4 have proposed a clearer definition, differentiating between falsified and substandard medicines in relation to if a medicine is a public health crime, and therefore an intentional wrong doing, or if there has been a regulatory failure and no intentional wrong has taken place. No specific definition exists within English law and the MHRA adopts the definition contained within the European Falsified Medicines Directive. They look for clear evidence that there was an intention to deceive a consumer, patient, healthcare professional and/or operator within the supply chain, into believing that the medical product being manufactured offered or supplied was the genuine article when in fact it was not.10 In this paper, we define medicines that failed to pass the quality measurements and standards set for them as substandard medicines. On the contrary, falsified medicines are those which do not meet the quality specifications of regulatory authority with deliberate intent.

A search for drug alerts related to defective medicinal products was carried out. This was performed through the official MHRA website using the section allocated for drug alerts. The first drug alert reported on the MHRA website was in the year 2001; thus, all drug alerts issued between 2001 and 2011 were included. Manufacturers can also voluntarily recall their defective products without the need for a drug alert to be issued by the MHRA in cases where defective medicines have left manufacturing sites but have had limited distribution in the supply chain. The MHRA started posting these recalls under its company-led recall section in 2011; hence, all these recalls were included. The resulting alerts and recalls were compiled and exclusion criteria included the following: drug alert replaced by another updated one, drug alert duplication, alert about clarification of medicine information, medical device alert and alert about medicines lacking efficacy or having significant toxicity.

The following data were extracted from these alerts: name, strength and dosage form; year of the alert; number of affected batches; nature of the defect; class of drug alert and action to be taken about defective medicine. Substandard medicines were then subdivided according to the type of the defect into the following:

  • Contamination: Defect related to microbial contaminations and issues related to sterility as well as chemical and particulate (ie, impurities) contamination.

  • Minor packaging defect: Defects that occur in relation to the printing of packaging materials, for instance, printed box errors that involve a missing or incorrect expiry date or batch number of a medicine. This also includes any errors in the patients’ information leaflets or summary of product characteristic.

  • Major packaging defects: A defect that involves packing a medicine in a wrong box or carton or printing errors that involve missing or incorrect name or strength of a medicine.

  • Delivery: A technical or physical defect such as broken capsules or leaking containers.

  • Stability failure: Defect results from the failure of the medicine to remain within the established standards throughout the expiration period, for example, low assay of the active ingredient prior to a product expiry.

  • Potency: Failure of the medicine to evoke the desired effect within the stated strength.

  • Defect in active ingredient: Defect results from the active ingredient being inadequate or excessive in the formulation.

  • Other defects: Other deviations concerning non-compliance with good manufacturing practice at manufacturing site.

The total number of alerts was obtained and each individual medicine reported in these alerts was then extracted. Defective medicines were then classified according to the WHO Anatomical Therapeutic Chemical Classification System. This system uses five levels to classify medicines and the first two levels were used in this section. The first level classifies medicine according to the system or organ on which the medicine acts; whereas, the second level classifies medicine according to its main therapeutic group.11

Company-led recalls are initiated by manufacturers after consultation with the MHRA, without giving the recall any degree of urgency. Drug alerts, by contrast, are issued by the MHRA and have four possible classifications based on the level of the risk.8 These classes are as follows:

  • Class 1 drug alert: The defect in a medicine is life-threatening and poses a serious risk to patient health.

  • Class 2 drug alert: The defect in a medicine is not life-threatening but can still be harmful to patients.

  • Class 3 drug alert: The defect in a medicine is unlikely to be hazardous to patients, but an alert is issued, due to problems related to non-compliance with good manufacturing practices or marketing authorisations.

  • Class 4 drug alert: The least critical alert; advises “caution in use”.

Classes 1, 2 and 3 drug alerts require recalls of affected batches, whereas class 4 alerts do not require recalls but require caution in dealing with defective medicines.8

Three types of compromised medicine can be recognised in the alerts; namely: falsified, substandard and medicines withdrawn because of safety or toxicity concerns. The decision of which medicines were falsified was made from the MHRA classification.12 Only medicines where it was made clear in the recall that the batch was regarded by the MHRA as counterfeit/falsified were given this label. No data were available to the authors to further analyse if the error was intentional or non-intentional. All alerts that were not included in the MHRAs’ specific falsified medical products list were therefore classified as substandard medicines.


Incident trends

There were a total of 244 drug alerts issued by the MHRA. After applying the aforementioned exclusion criteria, 30 were excluded. In turn, 214 were deemed suitable for inclusion (figure 1). Analysis showed that these alerts reported 269 medicines, each of which represented an individual incident. The majority of these alerts were issued for individual medicines. However, some were issued for up to 14 medicines.

Figure 1

Flow diagram of search and resulting alerts and recalls.

Since MHRA started reporting drug alerts online in 2001, there has been a gradual increase in the rate of drug alerts related to defective medicinal products. The number of drug alerts increased from 5 in 2001 to 31 in 2011. The number of defective medicines reported by these alerts was five in 2001. This figure increased 10-fold by 2011, to a total of 50 (figure 2).

Figure 2

Number of drug alerts and defective medicines reported in the Medicines and Healthcare Products Regulatory Agency alerts from 2001 to 2011.

Defective medicines recalled by the MHRA under classes 1–4 drug alerts

Seventeen medicines were recalled under class 1 drug alerts. The highest number of alerts was issued for contamination reasons. The most frequent formulations reported were formulations for parenteral administration, which accounted for seven cases. The median time, when stated, taken by the MHRA to identify these medicines as defective, from medicines being available on the market, to issuing alerts was 64 days (range 13–242 days). The length of this time period is critical, as the chance of adverse events increases as the time of exposure increases. Details of these alerts are shown in table 1.

Under class 2 alert, 161 medicines were recalled. The main issues were related to contamination and minor packaging defects. There were also 87 medicines recalled under class 3 or 4 alerts (see online supplementary table S1).

Table 1

Substandard medicines recalled by the MHRA under class 1 drug alert

Defective medicines recalled by manufacturers (company-led recalls)

It was observed that 19 company-led recalls were issued by the manufacturers in 2011. One recall was excluded after applying the exclusion criteria. Thus, 18 company-led recalls were included and these were issued for a total of 22 defective medicines (figure 1).

Defective medicines, classified by type of defect

The incidents of defective medicines reported by the MHRA (269) were compiled with those reported by the manufacturers (22), which resulted in 291 incidents to be considered for further analysis.

Substandard medicines

Defects in substandard medicines accounted for the bulk of these incidents. Two hundred and eighty medicines (96%) were reported to be substandard (figure 1). A total of 222 medicines were recalled. The two most frequent problems, with the substandard medicines, were packaging and contamination (table 2). Contamination was a significant issue with parenteral formulations where there were a total of 60 incidents (see online supplementary table S2). Formulations for parenteral administration were most frequently affected by quality issues, with a total of 117 incidents (42%). Formulations for intravenous administration accounted for the majority of the cases (89 incidents). Other formulations affected were subcutaneous (15 incidents) and intramuscular formulations (12 incidents).

Packaging defects were the other most frequent problem. In many cases these involved significant clinical issues such as incorrect name, strength or active ingredient of a medicine on the packaging or errors in the product information leaflet in relation to administration or toxicity. The number of defective medicines was highest among drugs that act on the nervous system (45/280), cardiovascular system (41) and infections (35). When these medicines were classified by therapeutic class, those most frequently reported defective were antihypertensives (27/280), antineoplastic agents (21/280) and antibacterials (19/280). Details are given in online supplementary table S3.

The UK Health and Social Care Information Centre published a list of the 20 drugs that contained the greatest number of items dispensed in 2011 by volume.13 Ten of these 20 medicines were associated with a total of 22 incidents of substandard medicines.

The study identified 89 manufacturers, holding the marketing authorisation for 280 medicines which were recalled by the MHRA. Manufacturers who held the marketing authorisation of five or more recalled medicines are listed in online supplementary table S4. Fifteen manufacturers fit this criterion. Together, they hold the authorisation for 163 medicines, accounting for 58% of all recalled medicines. The majority of these manufacturers have manufacturing facilities in the UK, four having headquarters in the UK (Glaxosmithkline, AstraZeneca, Martindale Pharmaceuticals and Karib Kemi Pharm). The online supplementary table S4 also describes individual manufacturing defects for all listed manufacturers.

Table 2

Substandard medicines

Falsified medicines

Since 2004, 11 incidents of falsified drugs have been reported by the MHRA that breached the UK supply chain (table 3). The last of these was reported in 2009. In 2007 alone, the MHRA stated in its falsified medical products strategy (2012–2015) that more than two million doses of falsified medicines entered the supply chain.10 A total of 7 00 000 doses were recalled from pharmacies or patients.10 In these alerts, information regarding the actual problems with the falsified medicines is given for only 2 of the 11 incidents reported. In its recent strategy on falsified medicines, the MHRA stated that the previous falsified medicines seized had one or more quality defect issues concerning active ingredients, disintegration, dissolution or presence of unknown impurities.10

Table 3

Drug alerts relating to falsified medicines


This review has shown that the problem of defective medicines reported in the UK has increased 10-fold over the 11 years studied. It is likely that the incidence of defective medicines has actually increased in the UK, but there is insufficient data to prove this. The most frequent formulations reported to be defective were the formulations for parenteral administration, which accounted for 42% of cases. Substandard medicines represented the bulk of defective medicine incidents, accounting for over 95% of the cases. Contamination issues were the most frequently reported clinically relevant problems reported; 80% of these contaminated formulations were formulations for parenteral administration. There is a greater likelihood of harm to the patient in association with contaminated parenteral formulations as highlighted by the recent outbreak of fungal sepsis in the USA.14 However, these adverse health consequences have not been documented by the MHRA or the manufacturers.

Substandard medicines

It is not clear whether the increase in the trend of substandard medicines incidents resulted from new legislation or strategies by the MHRA, that have made it easier to detect and report these drugs, or whether the rate of manufacture of substandard medicines in the UK is increasing. The overall performance of the MHRA has improved since it was officially launched in 2003.15,16 The introduction and development of the MHRA's website since 2003/2004, as well as the addition of an integrated site for medicines and medical devices, opened important communication channels with healthcare providers and stakeholders.15 The MHRA has introduced guidelines to healthcare professionals outlining procedures for reporting medicines suspected to be defective.8 These guidelines outline the role that healthcare professionals play in the initial assessment of suspected defected medicines. They also illustrate subsequent investigations that can be carried out by the DMRC before it issues a drug alert. The ease of access to these guidelines through the MHRA's website may increase healthcare providers’ awareness about how to deal with these drugs. It is now possible to report these drugs online or over the phone if the healthcare professional thinks that the defect in a drug may represent a serious risk to public health.

These developments may facilitate the reporting of defective drugs by healthcare providers or by manufacturers. In 2003/2004, the DMRC received 298 reports about defective medicines.15 The number of these reports has increased, totalling 830 in 2010/2011.16 However, the level of awareness of healthcare professionals about these drugs and how to report them has not been tested. For this reason, the possibility cannot be excluded that the real incidence as well as the rate of manufacturing of poor-quality medicines are increasing.

It was of concern that parenteral formulations for intravenous injection or infusion where the formulation most likely to be substandard. The risk of drug toxicity is far greater with drugs given intravenously than those given orally. The toxicity associated with substandard medicines worldwide is unknown.17 Healthcare professionals should therefore be aware of the expected risk. Healthcare providers should be educated in the initial assessment of medicines, especially parenteral formulations, for any sign of impurity, particulate contamination or improper sealing. If anything appears suspicious, the healthcare providers should know how to report this defect immediately to the DMRC before any further harm can occur.

Falsified medicines

The majority of falsified medicine incidents were reported by the MHRA in the period between 2004 and 2007. Information regarding the actual quality-defect type beyond authenticity has been stated for only two cases. Information on the other nine cases has been requested from the MHRA but has not been provided. Five incidents of falsified drugs were reported in 2007 alone. This led the MHRA to introduce its first anticounterfeiting strategy in 2007.18 The strategy outlined a 3-year plan to combat falsified medicines through a visionary programme of communication, collaboration and regulation. Since then, the MHRA has reported only one incident in 2009. This may be attributed to the effectiveness of this strategy in reducing the availability of these drugs in the UK supply chains.

The UK has a stringent regulatory oversight of the supply chain, which is represented by the few cases of falsified medicines reported over an 11-year period. Falsified medicines are frequently manufactured abroad and imported to the UK.10 The criminal may choose the internet for distribution (given that it is less regulated). Thus, the problem of drug counterfeiting is exacerbated by unregulated online pharmacies. Patients may use the internet because of the following: the anonymity of the internet, offering cheaper medications and receiving prescription—only drugs without prescription.19 Falsified drugs do not comply with prerequisite quality and safety standards and therefore are hazardous to patients’ health, being at best clinically ineffective and at worst can cause death. The public needs to be made aware of this risk. Adverse events of these drugs have been reported in different countries,20,21 including the UK.22

Falsified medicines are criminal problem according to the law enforcement agencies and a menace to public health. Falsified medicines are more likely if there is a weak regulatory system and supply chain. In order to tackle the issue of falsified medicines, a multisectoral approach is needed. This needs to involve law enforcement agencies alongside global public health stakeholders, from public as well as private sectors, and the media.


Events caused by defective medicines are sometimes relatively difficult to distinguish from those considered to be the result of accidents, errors or adverse drug reactions. An example is the fentanyl transdermal patch. Fentanyl is a strong opioid analgesic (about 80 times stronger than morphine) used to treat chronic pain.23 It has a narrow therapeutic window, and an overdose can result in adverse effects, including respiratory arrest and death. Several deaths due to fentanyl patch overdose have been reported worldwide,24 including the UK.25 Overdoses can be caused by excessive application of patches, incorrect product use (eg, cutting the patch) and exposing the patches or the skin to any kind of heat, which can dramatically increase the drug's absorption through the skin.24 Certain fentanyl patches and transdermal systems have been recalled in different countries,26,27 including the UK (table 1). The defects in all cases resulted from either a cut in one side of the fentanyl patch reservoir or self-activation of the transdermal system; both have the potential to cause overdose. In such cases, it can be difficult to distinguish between the events related to adverse drug reaction, misuse or accidents, and those that are caused by defective products. There is a possibility, therefore, that some cases of adverse events related to this defect have been attributed to the adverse-reaction nature of the drug and have gone unreported.


The main limitation of the review was the lack of available data on the adverse events related to defective medicines. The data have been not provided to the authors by the MHRA or the manufacturers. A comparison between the expected risk and pharmacovigilance data could not be performed as pharmacovigilance reports in the UK are held by the MHRA and are not in the public domain. Thus, the clinical significance of the problem is unknown. Company-led recalls have been posted on the MHRA website since 2011; information on these recalls for previous years has not been provided. Owing to the lack of information made available, we were not able to determine the reason(s) for the rise in defective medicines.


The reporting of substandard medicines in the UK is on the rise. There was an increase from 5 incidents in 2001 to 50 in 2011. Parenteral formulations were most likely to be substandard. There is a greater likelihood of harm to the patient in association with contaminated parenteral formulations, but the clinical significance of the problem is unknown, due to the lack of information related to their toxicity. Healthcare providers should know how to assess the quality of medicines, particularly parenteral formulations for any sign that can be an indication of contamination and sterility failure.


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